Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Halligan is a financial professional with over 30 years of experience in the financial services industry. He currently works for Empower Financial Services, Inc. Previously, William worked at Charles Schwab & Co., Inc. and Neidiger, Tucker, Bruner, Inc. William holds multiple licenses and designations, including Series 7, 63, 66, 8, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/09/2003 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
TX
03/10/1995 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CO
01/02/1991 - 01/24/1995
NEIDIGER, TUCKER, BRUNER, INC. (HIGHLANDS RANCH CO)
NA
10/25/1989 - 12/31/1990
H. T. FLETCHER SECURITIES INCORPORATED
BOTH
Issued 05/06/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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