Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Joseph Haley is a financial advisor with over 40 years of experience in the industry. William is currently registered with Stifel, Nicolaus & Company, Inc. in Tacoma, Washington. William has a wide range of experience, having previously worked with Vining-Sparks IBG, LLC, ICBA Securities, College & University Securities Corporation, and several other firms. William has a strong track record of success in providing financial advice to a variety of clients. William specializes in providing financial advice and portfolio management services to individuals, businesses, and institutions. William is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
04/22/2022 - Present
Stifel, Nicolaus & Company, Inc. (TACOMA WA)
WA
10/12/1994 - 04/22/2022
VINING-SPARKS IBG, LLC (SPOKANE WA)
WA
10/25/1994 - 12/17/2019
ICBA SECURITIES (SPOKANE WA)
TN
11/21/1997 - 10/08/1999
COLLEGE & UNIVERSITY SECURITIES CORPORATION (MEMPHIS TN)
NY
03/29/1994 - 10/17/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TN
10/08/1991 - 03/29/1994
IBAA SECURITIES CORPORATION (MEMPHIS TN)
TN
01/01/1991 - 03/29/1994
VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)
NA
10/03/1988 - 01/01/1991
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
NA
01/19/1988 - 10/03/1988
UMIC, INC.
NA
03/03/1987 - 01/28/1988
NORTHWEST FINANCIAL INVESTORS NETWORK, INC.
NA
07/30/1986 - 01/27/1988
ONB SECURITIES, INC.
NA
07/20/1982 - 06/21/1984
SEATTLE-NORTHWEST SECURITIES CORPORATION
NA
06/09/1977 - 07/30/1982
SEATTLE-NORTHWEST SECURITIES CORPORATION
BC
Issued 07/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/1987
Series 24 - General Securities Principal Examination
BC
Issued 05/23/1985
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1986
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1979
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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