Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Joseph Guarini is a financial professional with over 20 years of experience in the financial services industry. He is currently registered with Virtu Americas LLC as a Registered Representative. William has held previous positions at KNIGHT CAPITAL AMERICAS, L.P. and HERZOG, HEINE, GEDULD, LLC. William holds a variety of licenses and certifications, including Series 7, 24, 55, 57TO, 99TO and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
07/02/2012 - Present
Virtu Americas LLC (Short Hills NJ)
NJ
05/03/2002 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
11/23/2001 - 04/17/2002
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
BC
Issued 12/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2005
Series 24 - General Securities Principal Examination
BC
Issued 07/06/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Guarini is the right advisor for you? Invested Better is here to help.
