Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Joseph Grace is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. William Joseph Grace has been in the industry since October 22, 1975 and has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since March 16, 1994. William Joseph Grace is registered with the following states: Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, Virginia, Washington, and Wisconsin. William Joseph Grace is also registered with FINRA. William Joseph Grace has Series 63 and 65 securities licenses. William Joseph Grace is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. and offers a wide range of financial services, including investment advisory, portfolio management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
03/16/1994 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WASHINGTON DC)
NA
02/24/1978 - 11/02/1978
DEAN WITTER REYNOLDS INC.
NA
05/23/1977 - 02/24/1978
REYNOLDS SECURITIES, INC.
NA
10/23/1975 - 06/23/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 11/13/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1977
PC - AMEX Put and Call Exam
BC
Issued 10/18/1975
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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