Unclaimed
William Goebelbecker is a financial professional with over 30 years of experience in the industry. William is currently registered with Stonex Financial Inc. and holds a variety of licenses and registrations, including Series 3, 7, 9, 10, 63, and SIE. William has a proven track record of success in the financial services industry, having worked for several prominent firms, including Cowen and Company, Nomura Securities International, Inc., Morgan Stanley & Co. LLC, and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/13/2023 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
05/13/2019 - 07/17/2023
COWEN AND COMPANY (NEW YORK NY)
NY
11/06/2018 - 05/01/2019
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
02/28/2000 - 10/30/2018
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
04/29/2013 - 12/26/2017
MORGAN STANLEY (NEW YORK NY)
NY
04/06/1995 - 01/05/2000
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
03/11/1992 - 03/24/1995
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
06/22/1990 - 02/27/1992
PRINTON, KANE GROUP, INC.
NY
05/09/1989 - 04/25/1990
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NA
05/09/1988 - 04/18/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
01/01/1988 - 02/11/1988
E. F. HUTTON & COMPANY INC
BC
Issued 12/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/16/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 12/09/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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