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William Joseph Goebelbecker

Stonex Financial Inc.

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About William Joseph Goebelbecker

William Goebelbecker is a financial professional with over 30 years of experience in the industry. William is currently registered with Stonex Financial Inc. and holds a variety of licenses and registrations, including Series 3, 7, 9, 10, 63, and SIE. William has a proven track record of success in the financial services industry, having worked for several prominent firms, including Cowen and Company, Nomura Securities International, Inc., Morgan Stanley & Co. LLC, and Morgan Stanley.

Firm Information

William Goebelbecker is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Goebelbecker’s Registration & Firm History

NY

09/13/2023 - Present

Stonex Financial Inc. (NEW YORK NY)

NY

05/13/2019 - 07/17/2023

COWEN AND COMPANY (NEW YORK NY)

NY

11/06/2018 - 05/01/2019

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

02/28/2000 - 10/30/2018

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

04/29/2013 - 12/26/2017

MORGAN STANLEY (NEW YORK NY)

NY

04/06/1995 - 01/05/2000

LAZARD FRERES & CO. LLC (NEW YORK NY)

NY

03/11/1992 - 03/24/1995

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NA

06/22/1990 - 02/27/1992

PRINTON, KANE GROUP, INC.

NY

05/09/1989 - 04/25/1990

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NA

05/09/1988 - 04/18/1989

INTEGRATED RESOURCES EQUITY CORPORATION

NA

01/01/1988 - 02/11/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 12/22/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/16/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1987

Series 7 - General Securities Representative Examination

BC

Issued 12/09/1987

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for William Joseph Goebelbecker. Review regulatory record here.
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