Unclaimed
William Gildea is a securities professional with a strong foundation in the financial industry. William holds several industry licenses including Series 7TO, Series 86, Series 87, and Series 63 and is currently registered with CJS Securities, Inc. in New York. William is committed to providing clients with comprehensive financial guidance and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/20/2023 - Present
CJS Securities, Inc. (WHITE PLAINS NY)
BC
Issued 01/25/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2024
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/11/2024
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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