Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Garity medina is a financial advisor currently working with UBS Financial Services Inc. William has been a financial advisor since 1999. William has Series 3, 7, 63, 65, and 66 licenses. William has worked with a variety of firms throughout their career including Samuel A Ramirez & Co., Inc., Norwest Investment Services, Inc., Wells Fargo Securities Inc., and Clark Melvin Securities Corporation. William is registered with the states of California, Colorado, Delaware, Florida, Georgia, Maryland, Nevada, New York, Puerto Rico, Texas, Virginia, and Wisconsin. William is currently working with UBS Financial Services Inc. at the SAN JUAN, PR branch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PR
03/16/2023 - Present
UBS Financial Services Inc. (SAN JUAN PR)
PR
02/06/2002 - 08/29/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
NY
06/18/2001 - 01/08/2002
SAMUEL A RAMIREZ & CO., INC. (NEW YORK NY)
MN
05/12/1999 - 06/25/1999
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
CA
08/28/1998 - 06/23/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
PR
12/03/1996 - 11/03/1997
CLARK MELVIN SECURITIES CORPORATION (HATO REY PR)
BOTH
Issued 06/11/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2017
Series 3 - National Commodity Futures Examination
BC
Issued 07/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Garity medina is the right advisor for you? Invested Better is here to help.
