Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Joseph Fusco is an investment advisor representative who has been active in the industry since November 16, 1988. William is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since October 2005. Previously, William was registered with Stone & Youngberg LLC, Prudential Securities Incorporated, Merit Capital Associates, Inc., Deltec Asset Management Corporation, Lehman Brothers Inc., Raymond James & Associates, Inc., S.N. Phelps & Co., California Securities Corp. and Asiel & Co. William holds the Series 7, Series 8, Series 63, and Series 65 licenses. William is registered in Arizona, California, Florida, New Jersey, New Mexico, New York, North Carolina, Oregon, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/03/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SCOTTSDALE AZ)
CA
10/08/2002 - 05/03/2005
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
NY
07/20/2000 - 10/10/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CT
07/26/1996 - 07/18/2000
MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)
NY
03/01/1995 - 08/06/1996
DELTEC ASSET MANAGEMENT CORPORATION (NEW YORK NY)
NY
10/05/1992 - 02/22/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
FL
04/25/1992 - 09/25/1992
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NA
03/13/1991 - 04/15/1992
S.N. PHELPS & CO.
NA
02/06/1989 - 03/06/1989
CALIFORNIA SECURITIES CORP.
NA
07/24/1985 - 05/04/1988
ASIEL & CO.
IA
Issued 04/17/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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