Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dunn is an active advisor who has been in the financial services industry since 2018. Currently, William Dunn is registered with Daiwa Capital Markets America Inc. William Dunn is licensed to provide financial services in the United States. William Dunn has been with the firm since 2021. Prior to his current role, William Dunn worked at FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC and FLOW TRADERS U.S. LLC, CANTOR FITZGERALD & CO. William Dunn holds the Series 7TO, SIE and Series 99 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/10/2021 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
07/09/2019 - 01/08/2020
FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC (New York NY)
NY
07/09/2019 - 01/08/2020
FLOW TRADERS U.S. LLC (NEW YORK NY)
NY
03/15/2018 - 07/05/2019
CANTOR FITZGERALD & CO. (New York NY)
BC
Issued 11/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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