Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dougherty is a financial advisor with over 20 years of experience in the financial services industry. He is currently registered with Main Street Financial Solutions, LLC in Newtown, PA. William has held previous positions with Hartford Funds Distributors, LLC, Hartford Life Distributors, LLC, Charles Schwab & Co., Inc., and Lincoln Financial Distributors, Inc. William is a CERTIFIED FINANCIAL PLANNER™ and a CHARTERED FINANCIAL ANALYST® and holds the Series 3, 6, 7, 24, 26, 63, and 65 licenses. William specializes in providing financial planning services to individuals, corporations, and charitable organizations. William is a partner in OBAM Realty Group LLC, a Lafayette Hill, PA based company that focuses on buying, selling, and renting residential properties for investment.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
08/09/2021 - Present
Main Street Financial Solutions, LLC (NEWTOWN PA)
PA
12/03/2012 - 07/28/2021
HARTFORD FUNDS DISTRIBUTORS, LLC (Ambler PA)
PA
02/03/2009 - 12/03/2012
HARTFORD LIFE DISTRIBUTORS, LLC (RADNOR PA)
PA
09/27/2005 - 05/15/2007
CHARLES SCHWAB & CO., INC. (RADNOR PA)
PA
12/31/2000 - 09/20/2005
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
06/09/1999 - 12/31/2000
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
IA
Issued 07/31/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2016
Series 24 - General Securities Principal Examination
BC
Issued 11/30/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2014
Series 3 - National Commodity Futures Examination
BC
Issued 12/04/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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