Unclaimed
William Joseph Dawkins is a financial advisor registered with Fidelity Brokerage Services LLC. William has been in the industry since 2018. William is licensed to provide securities advice in all 50 states. William's previous firm was PRUCO SECURITIES, LLC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/07/2022 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
NC
05/25/2018 - 07/12/2022
PRUCO SECURITIES, LLC. (CHARLOTTE NC)
BC
Issued 07/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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