Unclaimed
William Connington is a financial advisor with LPL Financial LLC. William is based in Fairfield, New Jersey. He has been in the financial industry since 1992. William Connington holds the following licenses: Series 7, Series 24, Series 63, and SIE. William Connington is registered to provide investment advice in 14 states including California, Delaware, Florida, Kentucky, Maine, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Tennessee, and Texas. William Connington has been associated with LPL Financial LLC since 1997.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
01/23/2025 - Present
LPL Financial LLC (FAIRFIELD NJ)
MN
06/29/1992 - 02/04/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/29/1992 - 02/04/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 02/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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