Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Joseph Bottrell is a financial advisor with over 30 years of experience in the industry. William is currently registered with UBS Financial Services Inc. in Michigan and Texas. William has held previous positions at Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., A. G. Edwards & Sons, Inc., and Olde Discount Corporation. William specializes in portfolio management for individuals and businesses, as well as financial planning, pension consulting, and educational seminars. William is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
05/26/2009 - Present
UBS Financial Services Inc. (BIRMINGHAM MI)
MI
04/02/2007 - 11/10/2008
MORGAN STANLEY & CO. INCORPORATED (BIRMINGHAM MI)
MI
09/04/1998 - 04/02/2007
MORGAN STANLEY DW INC. (BIRMINGHAM MI)
MO
03/12/1996 - 01/29/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MI
03/05/1992 - 04/03/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 10/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/02/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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