Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Joseph Birney is a securities professional with over 30 years of experience in the industry. Currently registered with Spartan Capital Securities, LLC, William has a broad range of experience in the financial services industry. William has held previous positions at Revere Securities LLC, Benchmark Investments, LLC, Maxim Group LLC, Empire Asset Management Company, Drexel Hamilton, LLC, Tullett Prebon Financial Services LLC, Global Hunter Securities, LLC, Lighthouse Financial Group, LLC, Matrix U.S.A., LLC, Cantor Fitzgerald & Co., Knight Securities, L.P., Capital Institutional Services, Inc. and Herzog, Heine, Geduld, Inc. William holds Series 7, Series 55, Series 57TO, Series 63, and Series 72 licenses. William is registered in 11 states: Arizona, California, Colorado, Connecticut, Florida, Georgia, Louisiana, New Jersey, New York, Puerto Rico, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/14/2022 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
03/24/2022 - 10/03/2022
REVERE SECURITIES LLC (NEW YORK NY)
NY
04/08/2021 - 02/17/2022
BENCHMARK INVESTMENTS, LLC (New York NY)
NY
05/30/2019 - 03/16/2021
MAXIM GROUP LLC (NEW YORK NY)
NY
11/26/2018 - 01/14/2019
EMPIRE ASSET MANAGEMENT COMPANY (NEW YORK NY)
NY
06/17/2016 - 11/01/2018
DREXEL HAMILTON, LLC (NEW YORK NY)
NY
03/16/2015 - 06/04/2015
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
09/01/2010 - 12/09/2013
GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)
NY
10/09/2008 - 08/17/2010
LIGHTHOUSE FINANCIAL GROUP, LLC (NEW YORK NY)
NY
05/30/2008 - 10/14/2008
MATRIX U.S.A., LLC (NEW YORK NY)
NY
11/14/2001 - 01/31/2008
CANTOR FITZGERALD & CO. (NEW YORK NY)
NJ
09/11/1998 - 11/06/2001
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
TX
06/13/1997 - 05/19/1998
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
NY
09/24/1993 - 04/21/1997
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
12/19/1989 - 09/28/1993
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
BC
Issued 02/13/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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