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William Joseph Baxter

Baxter Investment Management

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About William Joseph Baxter

William Baxter is an investment advisor representative with Baxter Investment Management. William has been with Baxter Investment Management since January 1989. William is registered with the state securities regulators of California, Connecticut, Florida, Massachusetts and Texas. William has also passed the Uniform Investment Adviser Law Examination (Series 65), the Uniform Securities Agent State Law Examination (Series 63), the Non-Member General Securities Examination (Series 2) and the General Securities Representative Examination (Series 7). William specializes in providing financial planning, portfolio management for individuals and portfolio management for businesses.

Firm Information

William Baxter is currently registered with Baxter Investment Management. Baxter Investment Management, located in RIVERSIDE, CT, is an investment advisory firm with 5 investment adviser representatives. The firm manages approximately $915,112,236 in client assets and offers financial planning and portfolio management services for individuals, businesses, and high-net-worth individuals. The firm also manages assets for charitable organizations and pension and profit-sharing plans.
Baxter Investment Management

1030 EAST PUTNAM AVENUE

RIVERSIDE, CT 06878

$915.11M

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Baxter’s Registration & Firm History

CT

07/15/2002 - Present

Baxter Investment Management (GREENWICH CT)

NA

05/12/1988 - 01/18/1989

GLICKENHAUS & CO.

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Licenses & Designations

IA

Issued 06/23/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/06/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/08/1994

Series 2 - Non-Member General Securities Examination

BC

Issued 04/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for William Joseph Baxter.
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