Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Barnes is a financial advisor with over 40 years of experience. William has been registered with Wells Fargo Clearing Services, LLC since November 2016. Before joining Wells Fargo, William worked at FIRST UNION CAPITAL MARKETS CORP. for 15 years. William is currently registered in 36 states and holds the Series 63, Series 7, and SIE licenses. William has a state exam count of 1, a product exam count of 2, and a principal exam count of 0. William is a Certified Financial Planner. William is a registered investment advisor representative and provides investment consulting services to institutional clients. William focuses on investments for individuals, businesses, insurance companies, charitable organizations, pension and profit-sharing plans, and corporations or other businesses. William has a total of 5 specializations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
10/01/1999 - Present
Wells Fargo Clearing Services, LLC (WILLIAMSBURG VA)
NC
01/25/1984 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 02/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Barnes is the right advisor for you? Invested Better is here to help.
