Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Darby is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Atlanta, Georgia. William has been working in the financial industry since 2002, and has worked at several firms, including UBS Financial Services Inc., Goldman, Sachs & Co., Wachovia Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William holds Series 3, 7, 63, and 66 securities licenses. William specializes in portfolio management for individuals, businesses, and pooled investment vehicles, as well as financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/07/2019 - Present
Stifel, Nicolaus & Company, Inc. (ATLANTA GA)
GA
11/11/2008 - 11/14/2018
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
NY
01/01/2005 - 12/05/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NC
05/11/1999 - 11/06/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NA
05/21/1987 - 11/21/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 01/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2005
Series 3 - National Commodity Futures Examination
BC
Issued 12/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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