Unclaimed
William Johnathan Henderson is a financial advisor registered with Raymond James & Associates, Inc. William has been in the industry since 2000 and has held previous roles with PNC INVESTMENTS, J.J.B. HILLIARD, W.L. LYONS, INC., PNC BROKERAGE CORP and DEAN WITTER REYNOLDS INC. William has been a financial advisor for over 20 years and is passionate about helping clients achieve their financial goals. William is also a Certified Financial Planner, so William can provide comprehensive financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
01/12/2024 - Present
Raymond James & Associates, Inc. (LOUISVILLE KY)
KY
01/01/2004 - 01/18/2024
PNC INVESTMENTS (LOUISVILLE KY)
KY
06/01/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
03/21/2001 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
NY
04/24/2000 - 03/07/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 06/02/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 04/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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