Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam John Yaegel is a financial advisor with over 28 years of experience in the industry. William is currently registered with Stifel, Nicolaus & Company, Inc. William has a wide range of experience, including securities, investment advisory, and options. William has several professional designations and has passed a number of industry exams including Series 7, Series 10, Series 24, Series 53, Series 63, Series 65, and Series 31.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
01/08/2020 - Present
Stifel, Nicolaus & Company, Inc. (SHREWSBURY NJ)
NJ
04/05/1994 - 08/21/2007
RYAN BECK & CO. (SHREWSBURY NJ)
IA
Issued 06/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/03/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/23/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/12/1997
Series 24 - General Securities Principal Examination
BC
Issued 08/28/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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