Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam John Wagner is a financial advisor with Raymond James & Associates, Inc. in Raleigh, NC. William has been in the industry since August 4, 2000 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. William holds a number of securities licenses, including Series 7, 24, 63, and SIE. William was previously registered with Howe Barnes Hoefer & Arnett, Inc. and Triangle Capital Partners, LLC, both of which are based in Raleigh, NC. William is also registered with the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/01/2011 - Present
Raymond James & Associates, Inc. (RALEIGH NC)
NC
05/19/2005 - 06/23/2011
HOWE BARNES HOEFER & ARNETT, INC. (RALIEGH NC)
NC
09/03/2002 - 04/29/2005
TRIANGLE CAPITAL PARTNERS, LLC (RALEIGH NC)
OH
07/03/2000 - 08/19/2002
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BC
Issued 02/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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