Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Taratsas is a financial advisor at Wells Fargo Clearing Services, LLC, a large firm with over $10 billion to $50 billion in assets under management. William has been in the industry since 1994 and has a broad range of experience working with clients, including individuals, businesses, corporations, and charitable organizations. William specializes in providing a range of financial services, including portfolio management for individuals and businesses, financial planning, and investment consulting services to institutional clients. William holds Series 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
07/28/2022 - Present
Wells Fargo Clearing Services, LLC (MERRILLVILLE IN)
IN
04/01/2019 - 06/28/2022
CETERA INVESTMENT SERVICES LLC (Indianapolis IN)
PA
01/25/2011 - 02/25/2019
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
MA
08/03/2009 - 01/28/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
NC
05/02/2005 - 08/03/2009
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
CT
12/07/2004 - 05/03/2005
ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)
PA
08/30/2000 - 12/01/2004
DIRECTED SERVICES, INC. (WEST CHESTER PA)
NY
07/20/1999 - 12/16/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
MO
12/06/1993 - 02/08/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 05/13/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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