Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam John Strait is a financial advisor with Northern Lights Distributors, LLC. William's career in the financial services industry began on November 11, 2013. William holds a Series 65 (Uniform Investment Adviser Law Examination) and Series 24 (General Securities Principal Examination). William also has Series 7 (General Securities Representative Examination), Series 99 (Operations Professional Examination), and SIE (Securities Industry Essentials Examination) licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NE
11/29/2017 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
IA
Issued 11/11/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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