Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam John Scott is a financial advisor currently registered with Oppenheimer & Co. Inc.. William has been in the financial industry since 1982. William has a wide range of experience, having held prior roles at First of Michigan Corporation and Olde & Co., Incorporated. William has passed the Series 7, Series 15, Series 63, Series 65, Series 99TO and SIE exams. William is currently registered in several states including Michigan, New Jersey, Ohio, Texas, Arizona, California, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Kansas, Maine, Maryland, Minnesota, Nevada, New York, North Carolina, Oregon, Vermont, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MI
06/30/2016 - Present
Oppenheimer & Co. Inc. (GROSSE POINTE FARMS MI)
MI
02/09/1983 - 01/01/1999
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
NA
01/20/1982 - 02/09/1983
OLDE & CO., INCORPORATED
IA
Issued 03/22/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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