Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam John Poulter has been in the financial services industry since 1999. William is currently registered with LPL Financial LLC and is licensed to provide investment advice in Louisiana and Texas. William has been with LPL Financial LLC since December 2002. Prior to joining LPL Financial LLC, William worked for CUNA Brokerage Services, Inc., BANC ONE SECURITIES CORPORATION, ALLMERICA INVESTMENTS, INC. and FINANCIAL NETWORK INVESTMENT CORPORATION. William offers consulting and other non-discretionary advisory services, financial planning, pension consulting, educational seminars and selection of other advisors. William holds the Series 7, Series 24, Series 31 and Series 63 securities licenses and the Series 65 investment advisor license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
04/17/2008 - Present
LPL Financial LLC (BATON ROUGE LA)
IA
06/20/2000 - 12/16/2002
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
IL
03/02/2000 - 06/26/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MA
10/05/1999 - 02/22/2000
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
CA
08/16/1999 - 10/07/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
Issued 02/19/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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