Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Phillips is a financial advisor with over 14 years of experience in the financial industry. William is currently registered with Foreside Fund Services, LLC. William is licensed in all 50 states and the District of Columbia and has earned the Series 3, 7, 24, 30, 63 and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/10/2014 - Present
Foreside Fund Services, LLC (Chicago IL)
BC
Issued 12/16/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/03/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/2018
Series 30 - NFA Branch Manager Examination
BC
Issued 10/14/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/09/2010
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure William Phillips is the right advisor for you? Invested Better is here to help.
