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William John Peterson

Neuberger Berman BD LLC

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About William John Peterson

William John Peterson is a registered investment advisor representative with Neuberger Berman BD LLC. William has been in the securities industry since 1993. William is registered with the Financial Industry Regulatory Authority (FINRA) and is also registered with the state of New Jersey and New York. William is also a registered investment advisor representative with Neuberger Berman BD LLC. William has been in the securities industry since 1993. William is registered with the Financial Industry Regulatory Authority (FINRA) and is also registered with the state of New Jersey and New York. William has experience in securities and investments, as well as a background in real estate investment. William is active in providing portfolio management services to individuals and other investment advisors.

Firm Information

William Peterson is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Peterson’s Registration & Firm History

NY

03/29/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

09/15/1993 - 10/08/1993

NEUBERGER & BERMAN MANAGEMENT INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/12/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/22/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William John Peterson.
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