Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lawton is a financial advisor with Capital Markets IQ, LLC. William is licensed in California and has over 25 years of experience in the financial services industry. William has worked with a wide range of clients, including individuals, corporations, and charitable organizations. William is dedicated to providing personalized financial advice to help clients achieve their financial goals. William is also a senior advisor with SeaSpire Advisors, LLC, a merchant bank located in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Business consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
01/01/2025 - Present
Capital Markets IQ, LLC (ARLINGTON TX)
CA
04/03/2014 - 12/17/2014
DINOSAUR SECURITIES, L.L.C. (san jose CA)
CA
08/24/1998 - 06/30/2014
GOVDESK, LLC (REDONDO BEACH CA)
NA
11/25/1997 - 09/01/1998
GOVERNMENT PERSPECTIVES, LLC
CA
04/07/1997 - 09/01/1998
GOVERNMENT PERSPECTIVES, LLC (LAFAYETTE CA)
BC
Issued 03/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/1998
Series 24 - General Securities Principal Examination
BC
Issued 12/17/2014
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1992
Series 3 - National Commodity Futures Examination
BC
Issued 05/01/1979
Series 1 - Registered Representative Examination
Active
Inactive
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