Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam John Osborne is a financial advisor at Charles Schwab & Co., Inc. based in Rockford, Illinois. William has been working in the financial industry since 1984. William has Series 4, 7, 8, 9, 10, 24, 63 and 66 licenses and is registered with the Financial Industry Regulatory Authority (FINRA) as well as 44 state securities authorities. William has worked at several firms over the past four decades including TradingBlock, Brokersxpress LLC, 1st Discount Brokerage, Inc. and Acument Securities, Inc. William is also a trustee for the Knights of Columbus St. Rita Council.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IL
01/02/2019 - Present
Charles Schwab & CO., Inc. (Rockford IL)
IL
08/10/2012 - 02/04/2014
TRADINGBLOCK (ROCKFORD IL)
IL
11/02/2004 - 08/06/2012
BROKERSXPRESS LLC (ROCKFORD IL)
FL
08/21/2002 - 11/01/2004
1ST DISCOUNT BROKERAGE, INC. (LAKE WORTH FL)
CA
03/19/1996 - 08/21/2002
ACUMENT SECURITIES, INC. (SAN FRANCISCO CA)
NA
01/14/1995 - 03/05/1996
DAIN BOSWORTH INCORPORATED
IA
01/25/1994 - 01/13/1995
DICKINSON & CO. (DES MOINES IA)
MI
04/09/1987 - 01/22/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
NA
05/01/1986 - 05/14/1987
PRUCO SECURITIES CORPORATION
NA
10/26/1984 - 04/07/1986
NWNL MANAGEMENT CORPORATION
BOTH
Issued 06/07/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/08/2005
Series 24 - General Securities Principal Examination
BC
Issued 07/26/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/19/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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