Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Niederauer is a financial advisor registered in New York and New Jersey. William has over 20 years of experience in the financial services industry. William is currently registered with LPL Financial LLC. Previously, William has been registered with Securities America, Inc., National Planning Corporation, Prudential Investment Management Services LLC, and AllianceBernstein Investment Research and Management, Inc.. William has also passed the Series 7, Series 6, Series 63, and Series 65 exams. William specializes in providing financial planning, portfolio management, and consulting services for individuals and businesses. William offers consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/01/2023 - Present
LPL Financial LLC (Goshen NY)
NY
10/23/2017 - 02/06/2023
SECURITIES AMERICA, INC. (GOSHEN NY)
NY
11/17/2016 - 10/27/2017
NATIONAL PLANNING CORPORATION (GOSHEN NY)
NJ
12/03/2004 - 10/25/2016
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
TN
08/03/2000 - 11/15/2004
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
IA
Issued 02/11/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William Niederauer is the right advisor for you? Invested Better is here to help.
