Unclaimed
William John Nelligan is a financial advisor with Alliancebernstein Investments, Inc. William is registered with the state of Tennessee. William Nelligan has been working in the financial services industry since 2017. He has experience at Resource Securities LLC and Lincoln Financial Distributors, Inc. William holds Series 6, 7TO, and 63 securities licenses and the SIE exam. William Nelligan is a financial advisor that has experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
03/02/2020 - Present
Alliancebernstein Investments, Inc. (Nashville TN)
PA
05/22/2019 - 12/10/2019
RESOURCE SECURITIES LLC (PHILADELPHIA PA)
PA
09/27/2017 - 05/08/2019
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
BC
Issued 11/08/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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