Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Murphy is a financial advisor at Wells Fargo Clearing Services, LLC, a firm with over $10 billion to $50 billion in assets under management. William has been in the financial industry since August 5, 1990. William is registered as a broker-dealer and an investment advisor in numerous states, including California, Texas, New York, and many others. William also holds several securities licenses, including Series 3, 7, and 63. William specializes in providing financial planning, portfolio management, and investment consulting services to individuals and businesses. William is also authorized to provide investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/23/2020 - Present
Wells Fargo Clearing Services, LLC (SAN JOSE CA)
NY
07/31/1993 - 02/26/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
08/06/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 05/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1990
Series 3 - National Commodity Futures Examination
BC
Issued 07/31/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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