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William John Mitchell

PFS Investments Inc.

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About William John Mitchell

William John Mitchell is an investment advisor representative registered with PFS Investments Inc. William John Mitchell's registration with PFS Investments Inc. was effective on 10/16/2018. Previously, William John Mitchell has been registered with ALEX. BROWN & SONS INCORPORATED, SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION. William John Mitchell has been in the securities industry since 4/25/1994.

Firm Information

William Mitchell is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Mitchell’s Registration & Firm History

CT

10/16/2018 - Present

PFS Investments Inc. (BETHEL CT)

NA

03/18/1993 - 06/25/1997

ALEX. BROWN & SONS INCORPORATED

NY

02/20/1987 - 03/10/1993

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

NA

08/22/1983 - 03/05/1987

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION

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Licenses & Designations

IA

Issued 07/06/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/16/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/20/1984

Series 5 - Interest Rate Options Examination

BC

Issued 08/20/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William John Mitchell.
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