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William John McGough

Regions Securities LLC

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About William John McGough

William John McGough is a financial advisor currently registered with Regions Securities LLC. William McGough began his career in the financial services industry in 1994. His prior experience includes time spent at firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, American Express Financial Advisors Inc., IDS Life Insurance Company, and L.C. Wegard & Co., Inc. William McGough holds the Series 7, Series 24, and Series 63 licenses. William McGough holds registration in 16 states including Alabama, Arkansas, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Louisiana, Mississippi, Missouri, North Carolina, South Carolina, Tennessee, Texas and Virginia.

Firm Information

William McGough is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William McGough’s Registration & Firm History

NC

01/14/2014 - Present

Regions Securities LLC (Charlotte NC)

NC

11/01/2010 - 04/18/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)

NC

01/23/1997 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)

MN

07/07/1994 - 01/11/1996

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/07/1994 - 01/11/1996

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NY

01/27/1994 - 02/16/1994

L.C. WEGARD & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/12/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/22/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William John McGough.
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