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William John McCulloch

Assetmark Brokerage, LLC

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About William John McCulloch

William McCulloch is a financial advisor with Assetmark Brokerage, LLC. William has been in the industry for 24 years and has a Series 6, 7, 24, and 63 licenses. William has been registered with FINRA since August 15, 2014. William also has a state license in Arizona. Before joining Assetmark Brokerage, LLC, William worked at CAPITAL BROKERAGE CORPORATION, CHASE INVESTMENT SERVICES CORP., BANC ONE SECURITIES CORPORATION, HARRIS INVESTOR SERVICES LLC, HARRIS INVESTORLINE INC., and FIRST INVESTORS CORPORATION.

Firm Information

William McCulloch is currently registered with Assetmark Brokerage, LLC. Assetmark Brokerage, LLC is a Limited Liability Company formed in 2013 and approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William McCulloch’s Registration & Firm History

AZ

08/15/2014 - Present

Assetmark Brokerage, LLC (Phoenix AZ)

VA

10/20/2009 - 08/15/2014

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

AZ

12/03/2004 - 06/25/2009

CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)

AZ

05/11/2006 - 07/27/2006

BANC ONE SECURITIES CORPORATION (PHOENIX AZ)

IL

01/07/2004 - 05/01/2006

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

NJ

05/01/2002 - 12/19/2003

HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)

WA

08/14/1998 - 05/01/2002

HARRIS INVESTORLINE INC. (SEATTLE WA)

NJ

07/28/1993 - 08/11/1993

FIRST INVESTORS CORPORATION (EDISON NJ)

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Licenses & Designations

BC

Issued 08/25/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/1998

Series 7 - General Securities Representative Examination

BC

Issued 07/19/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William John McCulloch.
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