Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lami is a financial advisor with Fidelity Brokerage Services LLC. William has been in the financial services industry since March 27, 2010. William holds several licenses and certifications, including Series 63, Series 65, Series 7, Series 9, Series 10 and SIE. William is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). William is also registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Prior to joining Fidelity Brokerage Services LLC, William worked at Vanguard Marketing Corporation and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
03/28/2014 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
PA
06/07/2002 - 04/07/2005
VANGUARD MARKETING CORPORATION (MALVERN PA)
NY
12/14/2000 - 02/11/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 04/04/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/10/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/04/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/12/2001
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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