Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam John Horan is a financial advisor currently registered with Scotia Capital (usa) Inc. William has been in the industry since February 27, 2014 and is licensed to provide investment advice in 52 states and the District of Columbia. William holds the Series 7, Series 79, Series 63 and SIE licenses. William was previously employed by BBVA Securities Inc. William has been a registered representative with the Financial Industry Regulatory Authority (FINRA) since December 4, 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/04/2017 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
02/24/2014 - 11/29/2017
BBVA SECURITIES INC. (NEW YORK NY)
BC
Issued 06/06/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/24/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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