Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam John Harvey is a financial advisor registered with Vanguard Advisers, Inc. William has been in the industry for over 25 years and holds the Series 6, 7, 24, 26, 63 and 65 licenses. William is also a Certified Financial Planner. William is currently registered with the state of North Carolina and Texas as an Investment Advisor Representative. William is located in Charlotte, North Carolina and is associated with the Charlotte branch of Vanguard Advisers, Inc. William's current employment history includes roles at Myers Park Country Club and The Vanguard Group, Inc. William specializes in providing financial advice to individuals, high-net-worth individuals, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
04/30/2021 - Present
Vanguard Advisers, Inc. (CHARLOTTE NC)
IA
Issued 08/05/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2005
Series 24 - General Securities Principal Examination
BC
Issued 05/23/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2005
Series 7 - General Securities Representative Examination
BC
Issued 08/27/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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