Unclaimed
William Hammond is a financial advisor with Edward Jones. William has been working in the financial services industry since 1997. William's professional experience includes previous roles at CITIGROUP GLOBAL MARKETS INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and CITICORP INVESTMENT SERVICES. William holds licenses in several states, including Missouri, New York, California, Colorado, Connecticut, Delaware, Florida, Massachusetts, Mississippi, Montana, New Jersey, North Carolina, Pennsylvania, Rhode Island and South Carolina. William specializes in providing financial planning, pension consulting and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
06/29/2021 - Present
Edward Jones (Carmel NY)
NY
09/19/2003 - 03/09/2009
CITIGROUP GLOBAL MARKETS INC. (MOUNT KISCO NY)
NY
05/27/1999 - 09/24/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/29/1997 - 04/29/1998
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 03/28/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/21/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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