Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam John Griffis is a financial professional with over 30 years of experience in the securities industry. William is registered with Stonex Securities Inc. and holds Series 6, 22, 63, and 65 licenses as well as the SIE exam. William has prior experience with WRP INVESTMENTS, INC., FFP SECURITIES, INC., and WADDELL & REED, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
09/12/2014 - Present
Stonex Securities Inc. (RUSHVILLE IN)
IN
07/22/2003 - 09/12/2014
WRP INVESTMENTS, INC. (RUSHVILLE IN)
MO
04/14/1993 - 07/30/2003
FFP SECURITIES, INC. (CHESTERFIELD MO)
KS
01/31/1985 - 04/19/1993
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/29/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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