Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam John grant Rhind has been in the financial services industry since 2009. William is currently registered with Alps Distributors, Inc. as a General Securities Representative, and has been with the firm since January 4, 2021. Prior to that, William was a Registered Representative with Foreside Fund Services, LLC. William has passed the Series 7, Series 63, Series 99TO and the SIE exams. William is registered to sell securities in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/04/2021 - Present
Alps Distributors, Inc. (New York NY)
NY
05/15/2017 - 12/31/2020
FORESIDE FUND SERVICES, LLC (NEW YORK NY)
NY
09/23/2015 - 02/17/2016
FORESIDE FUND SERVICES, LLC (New York NY)
NY
06/18/2009 - 09/16/2013
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
BC
Issued 05/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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