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William John Gillman

Marex Capital Markets Inc.

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About William John Gillman

William John Gillman is a financial advisor currently registered with Marex Capital Markets Inc. William has been in the securities industry for 20 years. He is registered in 13 states. William also holds Series 7, Series 57TO and SIE licenses. He previously held registration with JP DERIVATIVES, LLC, ISRAEL A. ENGLANDER & CO., LLC, J & A SECURITIES, INC., RET SECURITIES CORP. and LL PARTNERS, INC.

Firm Information

William Gillman is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Gillman’s Registration & Firm History

NY

01/18/2023 - Present

Marex Capital Markets Inc. (NEW YORK NY)

NY

07/17/2017 - 12/15/2022

JP DERIVATIVES, LLC (NEW YORK NY)

MI

03/04/2008 - 11/16/2017

ISRAEL A. ENGLANDER & CO., LLC (BIRMINGHAM MI)

NJ

04/13/2007 - 04/29/2008

J & A SECURITIES, INC. (RIDGEWOOD NJ)

NY

01/21/2005 - 03/04/2008

RET SECURITIES CORP. (NEW YORK, NY)

NY

09/26/2003 - 01/19/2005

LL PARTNERS, INC. (NEW YORK NY)

NY

09/08/2003 - 07/13/2004

LL PARTNERS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/23/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William John Gillman.
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