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William John Gardner

BNP Paribas Securities Corp.

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About William John Gardner

William Gardner is a financial advisor with BNP Paribas Securities Corp., a well-established firm with a broad range of financial services. William has been in the industry since 2005, and has a strong track record of success. He is registered to provide financial advice in multiple states across the United States. His expertise includes investment strategies, securities and operations. He has also passed the Series 7, Series 99 and Series 63 exams, demonstrating his dedication to staying up-to-date on the latest industry regulations and practices.

Firm Information

William Gardner is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Gardner’s Registration & Firm History

IL

03/16/2018 - Present

BNP Paribas Securities Corp. (CHICAGO IL)

IL

08/19/2008 - 07/19/2018

BNP PARIBAS PRIME BROKERAGE, INC. (CHICAGO IL)

IL

12/16/2005 - 10/01/2008

BANC OF AMERICA SECURITIES LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/28/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for William John Gardner.
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