Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam John Finnegan is a financial advisor registered with Osaic Wealth, Inc. and has been in the financial industry since 1994. William is licensed to provide financial advice and products in several states including California, Arizona, Connecticut, Hawaii, Idaho, Illinois, and Massachusetts. He has experience in various financial areas such as portfolio management, financial planning, pension consulting, and educational seminars. In addition to his work with Osaic Wealth, Inc., William is also a sole proprietor for an insurance brokerage and an insurance sales business. He is dedicated to providing his clients with personalized financial advice to help them meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/02/2018 - Present
Osaic Wealth, Inc. (LAFAYETTE CA)
CA
03/11/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (OCEANSIDE CA)
CA
02/05/2004 - 03/11/2016
NEXT FINANCIAL GROUP, INC. (OCEANSIDE CA)
NY
08/18/2003 - 01/22/2004
KEYSTONE CAPITAL CORPORATION (NEW YORK NY)
IN
11/30/2000 - 09/08/2003
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
CT
08/25/1994 - 11/02/2000
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
IA
Issued 05/10/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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