Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dwyer has been in the financial services industry since 1998. William has a strong background in investments with previous roles at Fidelity Brokerage Services LLC, Oppenheimerfunds Distributor, Inc., CCO Investment Services Corp., Fidelity Investments Institutional Services Company, Inc. William is currently registered with TIAA-CREF Individual & Institutional Services, LLC and provides financial planning, portfolio management for individuals and selection of other advisors to clients. William is licensed and registered in Connecticut, Florida, Massachusetts, New Hampshire, New York, Pennsylvania, Rhode Island and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
RI
10/04/2016 - Present
Tiaa-Cref Individual & Institutional Services, LLC (PROVIDENCE RI)
NY
10/21/2010 - 06/08/2015
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
NY
10/18/2007 - 09/14/2010
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
RI
12/01/2005 - 01/19/2007
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
01/12/2005 - 08/05/2005
CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)
RI
03/13/2003 - 12/12/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
02/19/1998 - 03/14/2003
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BOTH
Issued 10/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2003
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William Dwyer is the right advisor for you? Invested Better is here to help.
