Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dolan is a financial professional with over 30 years of experience in the industry. William Dolan is currently registered with The Leaders Group, Inc. and holds a Series 7, Series 24, and Series 63 license. He is also registered in Minnesota and Nevada. William Dolan has previously worked with Transamerica Financial Advisors, Inc., G.R. Phelps & Co., Inc., and Cigna Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/04/2016 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MN
09/04/2009 - 12/31/2015
TRANSAMERICA FINANCIAL ADVISORS, INC (GOLDEN VALLEY MN)
CO
10/23/2015 - 10/28/2015
THE LEADERS GROUP, INC. (LITTLETON CO)
MN
03/14/1996 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (GOLDEN VALLEY MN)
NA
11/22/1993 - 02/27/1996
G. R. PHELPS & CO., INC.
PA
04/30/1993 - 10/07/1993
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BC
Issued 01/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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