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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam John Connolly is an investment advisor representative with Fidelity Personal And Workplace Advisors. William John Connolly has been in the industry since September 3, 1988. William John Connolly is registered with the state of New York as an Investment Advisor Representative and with Texas as an Investment Advisor Representative. Fidelity Personal And Workplace Advisors is an investment advisor with 13624 clients and has assets under management of $1 billion to $10 billion. William John Connolly's office is located in Merrimack, New Hampshire.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
12/09/2021 - Present
Fidelity Personal AND Workplace Advisors (MERRIMACK NH)
NY
07/08/2013 - 08/21/2020
KEYBANC CAPITAL MARKETS INC. (New York NY)
NY
09/21/2010 - 06/11/2013
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
03/10/2008 - 09/14/2010
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
12/01/2000 - 10/10/2007
UBS SECURITIES LLC (NEW YORK NY)
NJ
10/25/1996 - 12/01/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
10/17/1995 - 02/10/1996
DESCAP SECURITIES, INC. (NEW YORK NY)
NY
06/23/1995 - 10/10/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
03/17/1987 - 03/03/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
08/20/1985 - 11/06/1986
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BOTH
Issued 12/08/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/09/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1992
Series 3 - National Commodity Futures Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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