Unclaimed
William John Comeaux is an active registered representative with Northwestern Mutual Investment Services, LLC. William is licensed in Alabama, Arizona, Colorado and Louisiana. He holds the Series 63, Series 6TO and SIE licenses. William has been in the financial services industry since March 28, 2024 and is based out of the firm's Englewood, Colorado office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
03/29/2024 - Present
Northwestern Mutual Investment Services, LLC (ENGLEWOOD CO)
BC
Issued 07/29/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/14/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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