Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam John Cering is a financial advisor at Wells Fargo Clearing Services, LLC. William has been in the financial services industry since 2010. William's background includes experience at Pruco Securities, LLC., Lincoln Financial Securities Corporation, Mutual of Omaha Investor Services, Inc., and ADT Home Security. William holds a real estate license and has experience with investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals. William is registered with the state of California as both a broker-dealer and an investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/27/2024 - Present
Wells Fargo Clearing Services, LLC (SACRAMENTO CA)
CA
01/18/2022 - 07/10/2024
PRUCO SECURITIES, LLC. (ROSEVILLE CA)
CA
01/07/2021 - 01/19/2022
LINCOLN FINANCIAL SECURITIES CORPORATION (FOLSOM CA)
CA
07/06/2017 - 01/11/2021
PRUCO SECURITIES, LLC. (ROSEVILLE CA)
CA
07/03/2014 - 05/25/2017
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (GOLD RIVER CA)
BC
Issued 06/23/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/30/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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