Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Braun is a financial advisor with over 38 years of experience in the industry. He is currently registered with Kestra Advisory Services, LLC and is a Registered Investment Advisor (RIA). William has held previous positions with National Securities Corporation, B. Riley Wealth Management, and Janney Montgomery Scott LLC. William focuses on providing financial planning, portfolio management for businesses and individuals, and selection of other advisors to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/03/2024 - Present
Kestra Advisory Services, LLC (Boca Raton FL)
FL
05/08/2007 - 07/23/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
04/19/2000 - 06/05/2007
JANNEY MONTGOMERY SCOTT LLC (BOCA RATON FL)
FL
10/18/1994 - 05/01/2000
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
MO
07/14/1992 - 10/31/1994
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
01/02/1987 - 07/08/1992
J. W. GANT & ASSOCIATES, INC.
NA
10/12/1984 - 01/02/1987
MICHELIN AND COMPANY, INC.
NA
07/03/1984 - 10/17/1984
THE STUART-JAMES COMPANY, INC.
NA
06/20/1984 - 07/03/1984
VANTAGE SECURITIES OF COLORADO, INC.
IA
Issued 12/02/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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