Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Ashwell is a financial advisor associated with LPL Financial LLC, with a focus on helping individuals and businesses achieve their financial goals. William has over 30 years of experience in the financial services industry, and holds numerous licenses and certifications, including the Series 6, 7, 24, 63 and 66. William is registered with the state of Florida, Michigan and Texas. William specializes in retirement planning, investment management, and insurance services. His prior experience includes working with CUNA Brokerage Services, Inc. and Century Investors of America, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
05/13/2021 - Present
LPL Financial LLC (TROY MI)
IA
05/23/1991 - 04/11/2005
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NA
11/03/1988 - 05/29/1991
CENTURY INVESTORS OF AMERICA, INC.
BOTH
Issued 05/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/31/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William Ashwell is the right advisor for you? Invested Better is here to help.
